Our Services — The 5-Pillar Command Center
PENTARKON delivers end-to-end compliance solutions through a proven five-pillar methodology. From boardroom governance to AI-driven automation, every service is designed to turn regulatory complexity into competitive advantage.
Pillar I: Strategic Governance & Design
Architecting resilience, not just following rules.
Strategic Governance & Design
Comprehensive governance frameworks including regulatory roadmapping, board advisory, and institutional-grade policy architecture aligned with MiCA, DORA, and GDPR.
- Regulatory gap analysis and implementation roadmaps
- Board-level reporting structures and governance charters
- AML/CFT and Risk Management policy manuals for SEPBLAC and Bank of Greece
- Timeline and milestone planning for full compliance readiness
Regulatory Roadmapping
End-to-end implementation strategies for firms navigating evolving EU regulations. We map your path from current state to full compliance — with clear timelines and measurable milestones.
- MiCA, DORA, and GDPR implementation strategies
- Regulatory gap analysis
- Compliance timeline and milestone planning
- Cross-jurisdictional alignment (SEPBLAC / Bank of Greece)
Pillar II: Operational AML & Investigations
The technical heart of financial crime prevention.
Operational AML & Investigations
Advanced transaction monitoring, investigative intelligence, and SAR/STR filing services. We deploy precision surveillance logic to reduce false positives and strengthen your defense.
- Transaction surveillance via Siron, RiskShield, and Napier
- High-integrity SAR/STR investigation and filing
- False positive reduction and alert tuning
- Cross-border transaction pattern analysis
Blockchain Forensics & VASP Oversight
Certified Chainalysis experts providing deep crypto-asset tracing, DeFi monitoring, and VASP compliance oversight aligned with FATF Travel Rule requirements.
- Certified Chainalysis blockchain analysis
- Crypto-asset tracing and wallet attribution
- DeFi and Web3 investigation
- FATF Travel Rule (Recommendation 16) compliance
Pillar III: Managed KYC & Client Lifecycle
Frictionless onboarding. Uncompromised compliance.
Managed KYC & Client Lifecycle
Full-service KYC management — from digital onboarding integration to enhanced due diligence on complex structures and PEPs. We handle the lifecycle so you can focus on growth.
- Digital KYC integration (Veriff)
- Enhanced Due Diligence (EDD) for PEPs and complex corporate structures
- Real Estate and Luxury Goods sector compliance
- CDD/EDD standards aligned with EU and local requirements
KYC Remediation Strike Teams
Rapid-deployment expert teams that clear high-volume KYC backlogs under regulatory pressure. Fixed-scope, high-speed, quality-assured.
- Rapid expert team deployment
- High-volume backlog clearance
- Post-audit remediation and process optimization
- Quality assurance and documentation
Pillar IV: Independent Quality Assurance
The "Audit of the Audit" — your final line of defense.
Independent Quality Assurance & Audit
We audit your compliance processes independently — catching what internal teams miss. Thematic reviews, systemic risk detection, and direct regulatory liaison.
- Level 3 QA reviews of onboarding and monitoring
- Thematic reviews on high-risk corridors
- SEPBLAC and Bank of Greece audit readiness
- Regulatory liaison during formal examinations
- Calibration forums and staff training
Pillar V: RegTech & Automation (The PENTARKON-Suite)
Scaling compliance through data intelligence.
Penta-Agent: AI-Driven Automation
Proprietary AI automation for compliance workflows — automated case narratives, regulatory intelligence mapping, and model risk management.
- Automated investigation summaries using LLMs
- Regulatory tracking and policy update intelligence
- AI model bias testing and explainability audits
Penta-Monitor: Continuous Monitoring (CMaaS)
Real-time compliance dashboards, automated evidence collection, and continuous GRC health monitoring — compliance visibility at a glance.
- Real-time GRC dashboards (PowerBI, Looker Studio)
- Automated DORA and MiCA evidence collection support
- Continuous compliance health monitoring
- Penta-Sandbox stress testing integration
Penta-Sandbox: Synthetic Stress Testing
A controlled environment to run simulated financial crime scenarios against your monitoring logic — finding vulnerabilities before bad actors do.
- Simulated financial crime scenarios
- Monitoring logic testing and tuning
- Vulnerability detection and pattern analysis
- Safe, isolated testing environment
Sector Solutions
FinTech & Digital Banking
"Market Entry" packages for firms expanding into SEPBLAC and Bank of Greece jurisdictions. End-to-end compliance program design and implementation support, CDD/EDD onboarding support, and ongoing regulatory liaison support.
Crypto & Blockchain (VASPs)
MiCA readiness and compliance implementation support, DeFi monitoring, wallet attribution, and certified blockchain forensics for digital asset companies operating in the EU.
High-Value Goods
"Light AML" integration for real estate agents and luxury dealers — art, yachts, and high-value commodities. UBO unravelling and PEP protocols included.
How We Work — Engagement Models
Strategic Advisory
Project-based framework design and gap analysis. Best for firms building or upgrading compliance programs.
Managed Services
Retainer-based outsourcing of KYC, transaction monitoring, or QA. Best for firms that need ongoing operational capacity.
Emergency Remediation
Fixed-fee deployment of expert teams to resolve regulatory backlogs. Best for firms under audit pressure or facing deadlines.
Important Disclosure regarding Regulatory Scope
PENTARKON provides high-level strategic advisory and software development services. We are not a financial institution and do not provide custody, payment processing, investment services, or any form of money management. We do not claim to hold any regulatory authorizations or licenses unless explicitly stated in writing for a specific engagement.
Request Early Access — Contact Us to speak with a regulatory specialist